Wealth Client Segment Sr Mgr
Posted on: January 15, 2022
Citizens Securities, Inc. is honored to be a high-quality provider
in the investment services industry and is passionate about growing
our market share in the states we currently operate.
- Manage, mentor and direct a team of 20 +/- Financial Advisors
in an assigned market or region.
Proactive participation in the recruitment and selection of
- Build positive relationships with internal colleagues, provide
FINRA supervision, auditing, reporting and results for team
relative to assigned financial budget.
Responsible for the management of any support colleagues assigned
to this team.
- Responsible for all regulatory record keeping and files, group
presentations, performance management and specific trade
- Required to identify and mentor team to additional
investment/insurance product opportunities and Financial Advisors
prospecting in region.
Bachelor's Degree or equivalent work experience. 5+ years
- Series 7, 63, 65, 24 and state insurance licenses required.
- Management experience in all aspects of registered principal
and supervisory role within a FINRA member firm required.
Must have financial budgetary experience and consistent track
record to deliver on financial expectations for team.
Must have experience in recruiting and interviewing professional
Financial Advisors in the field.
Management in the direct sales of investment/insurance products
with a proven record of success.
- History of ethical behavior and adhering to compliance in
background and FINRA form U-4.
The ability to pass challenging regulatory exams and maintain
certifications through ongoing continuing education.
Hours & Work Schedule
Hours per Week: 40
Work Schedule: Monday - Friday
We will ensure that individuals with disabilities are provided
reasonable accommodation to participate in the job application or
interview process, to perform crucial job functions, and to receive
other benefits and privileges of employment. Please contact us to
Why work with us
Colleague development: We offer a clear career path, in-depth
training, coaching and mentoring to help you reach your
Outstanding resources: We have access to big data analytics,
technology, referrals and industry-wide tools to help target and
grow your client relationships
Commitment to community: We give back to the communities you work
in and live in by volunteering and donating to charities
We offer competitive pay, comprehensive medical, dental and vision
coverage, retirement benefits, maternity/paternity leave, flexible
work arrangements, education reimbursement, wellness programs and
Awards we've received
Forbes World's Best Banks (2020)
Forbes Best Employers for Diversity (2021)
Best Places to Work for LGBTQ Equality - 100% Corporate Equality
Military Friendly Employer (2021)
Dave Thomas Foundation - Best Adoption-friendly Workplace
Diversity, Inc. - Top 25 companies for diversity (2019)
Why Work for UsAt Citizens, you'll find a customer-centric culture
built around helping our customers and giving back to our local
communities. When you join our team, you are part of a supportive
and collaborative workforce, with access to training and tools to
accelerate your potential and maximize your career growth.Equal
Employment OpportunityCitizens, its parent, subsidiaries, and
related companies provide equal employment and advancement
opportunities to all colleagues and applicants for employment
without regard to age, ancestry, color, citizenship, physical or
mental disability or perceived disability, ethnicity, gender,
gender identity or expression, genetic information, genetic
characteristic, marital or domestic partner status, victim of
domestic violence, family status/parenthood, medical condition,
military or veteran status, national origin,
pregnancy/childbirth/lactation, colleague's or a dependent's
reproductive health decision making, race, religion, sex, sexual
orientation, or any other category protected by federal, state
and/or local laws.Equal Employment and Opportunity
Employer/Disabled/VeteranCitizens is a brand name of Citizens Bank,
N.A. and each of its respective affiliates.
Keywords: Citizens, Lowell , Wealth Client Segment Sr Mgr, Other , Tyngsboro, Massachusetts
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